Siu Lam Choi
蔡蕭林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lam Choi (蔡蕭林), a licensed former licensee with CE reference AGU863. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-17 | 2023-06-08 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-17 | 2023-06-08 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-01-20 | 2019-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 9 — Asset management | 2015-01-20 | 2019-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-12 | 2019-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-12-12 | 2019-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-09-30 | 2015-01-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-09-30 | 2015-01-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-06 | 2013-12-12 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-06 | 2013-12-12 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-07-06 | 2019-05-01 |