Patrick Martin Lawlor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Martin Lawlor ( ), a licensed former licensee with CE reference AGU696. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-16 | 2023-09-01 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-03 | 2021-12-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-09 | 2015-12-01 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-11-09 | 2015-12-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-28 | 2015-11-09 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 7 — Providing automated trading services | 2014-05-28 | 2015-11-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-14 | 2014-05-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-05 | 2009-10-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-27 | 2009-06-05 |