Edmund Wah Shing Yip
葉華盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Wah Shing Yip (葉華盛), a licensed former licensee with CE reference AGT670. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-05 | 2009-09-07 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-31 | 2008-01-22 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-18 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-19 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-19 |