Sin Tak Lam
林先德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Tak Lam (林先德), a licensed former licensee with CE reference AGQ605. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-12 | 2012-04-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-02 | 2018-04-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-29 | 2010-06-02 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2009-01-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-08-25 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-22 |