Alex Yiu Kwok Yip
葉耀國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Yiu Kwok Yip (葉耀國), a licensed former licensee with CE reference AGQ118. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2010-08-05 | 2011-02-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-09 | 2010-02-05 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | present | 2010-02-05 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-17 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-17 |