Katherine Wai Yan Wong
黃瑋茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Wai Yan Wong (黃瑋茵), a licensed former licensee with CE reference AGP822. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2011-10-31 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2011-10-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-03-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-02-19 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 - Securities margin financing | present | 2004-03-04 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 9 - Asset management | present | 2004-03-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-19 |