Kam Kwai Loo
盧金葵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Kwai Loo (盧金葵), a licensed former licensee with CE reference AGP630. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-06 | 2010-11-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-01 | 2007-03-15 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | present | 2006-10-22 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-11-11 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | present | 2004-11-11 |