Tsz Tin Wan
溫子田
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Tin Wan (溫子田), a licensed former licensee with CE reference AGP091. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-20 | 2009-05-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-10-25 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-09 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-09 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2004-06-09 |