Wai Yan (SFC:AGO969) Fung
鳳慧茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan (SFC:AGO969) Fung (鳳慧茵), a licensed former licensee with CE reference AGO969. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xinhua Investment Group Hong Kong Limited 新華投資集團香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-10-31 |
| Xinhua Investment Group Hong Kong Limited 新華投資集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-18 |
| Xinhua Investment Group Hong Kong Limited 新華投資集團香港有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-18 |