Xinhua Investment Group Hong Kong Limited
新華投資集團香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinhua Investment Group Hong Kong Limited (新華投資集團香港有限公司), a Hong Kong-based licensed corporation with CE reference AFW945. Current licensed staff on file: 0 (total recorded over time: 7).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2007-11-01 |
| Type 6 — Advising on corporate finance | present | 2005-03-08 |
| Type 9 — Asset management | present | 2005-03-08 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Peter Joseph Chum | RO 4, 6, 9 | Pre-2003 | 2006-01 |
| Wai Lin Fung 鳳慧蓮 | RO 4 Rep 4, 6, 9 | Pre-2003 | 2006-04 |
| Hung Ip 葉虹 | RO 4 Rep 4 | 2006-04 | 2007-09 |
| David Chih-Wen Wang | RO 4 | 2007-01 | 2007-09 |
| David Yam 任卓偉 | RO 4 | 2007-03 | 2007-09 |
| Wai Yan (SFC:AGO969) Fung 鳳慧茵 | Rep 4, 6, 9 | Pre-2003 | 2006-10 |
| Freddy Kuang Tath Lee | Rep 4 | 2005-02 | 2006-01 |
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