Simon Ho Yin Chuen
秦浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Ho Yin Chuen (秦浩然), a licensed Representative with CE reference AGO936. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.5 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-16 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-14 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-24 | 2009-12-05 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-14 | 2006-07-07 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-07 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Ho Yin Chuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.