Yat Man Law
羅逸民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Man Law (羅逸民), a licensed former licensee with CE reference ACC748. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-01-01 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-28 |