Yu (SFC:AGO880) Zhou
周宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:AGO880) Zhou (周宇), a licensed former licensee with CE reference AGO880. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 9 - Asset management | 2009-10-08 | 2010-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-08 | 2009-02-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-05-08 | 2008-10-23 |