Ernest Hon Yuen
袁漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Hon Yuen (袁漢), a licensed former licensee with CE reference AGO784. This person has 14.8 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-01 | 2018-02-09 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-22 | 2012-05-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-12-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ernest Hon Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.