Parampally Murlidhar Maiya
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Parampally Murlidhar Maiya ( ), a licensed former licensee with CE reference AGO391. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2022-06-15 | 2023-06-23 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2022-06-15 | 2023-06-23 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2022-06-15 | 2023-06-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2021-04-08 | 2022-06-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2021-04-08 | 2022-06-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2021-04-08 | 2022-06-15 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2018-07-25 | 2021-04-08 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2018-07-25 | 2021-04-08 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2018-07-25 | 2021-04-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2015-05-13 | 2018-07-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2015-05-13 | 2018-07-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2015-05-13 | 2018-07-25 |