Xin Wu
吳欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Wu (吳欣), a licensed former licensee with CE reference AGN859. This person has 3.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price International, Inc. | Rep | Type 4 - Advising on securities | 2003-06-06 | 2006-09-13 |
| T. Rowe Price International, Inc. | Rep | Type 9 - Asset management | 2003-06-06 | 2006-09-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-03 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Xin Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| David John Lynton Warren | T. Rowe Price International, Inc. | 2003–2006 |
| Christine Po Kwan To | T. Rowe Price International, Inc. | 2003–2006 |
| Tak Yu Sinn | T. Rowe Price International, Inc. | 2003–2006 |
| Shuk Yee Connie Tse | T. Rowe Price International, Inc. | 2003–2006 |
| Mark James Timothy Edwards | T. Rowe Price International, Inc. | 2003–2006 |
| Anh Thi Lu | T. Rowe Price International, Inc. | 2003–2006 |
| Christopher Chi Yan Yip | T. Rowe Price International, Inc. | 2004–2006 |
| Ka Yan Lau | T. Rowe Price International, Inc. | 2004–2006 |
| Eric Tai Yue Ang | T. Rowe Price International, Inc. | 2003–2005 |
| Ernest Chun Yeung | T. Rowe Price International, Inc. | 2005–2006 |
| Sandy Ching Ha Sieh | T. Rowe Price International, Inc. | 2005–2006 |
| Mei Ling Yip | T. Rowe Price International, Inc. | 2006 |