Alex Kwok Tung Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Kwok Tung Poon (潘國東), a licensed Responsible Officer with CE reference AGN696. Currently licensed at 1 firm(s): Kudos Summit Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kudos Summit Asset Management Limited 森翹資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-07-10 | present |
| Kudos Summit Asset Management Limited 森翹資產管理有限公司 |
RO | Type 9 - Asset management | 2023-07-10 | present |
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-21 | 2021-09-30 |
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 4 - Advising on securities | 2015-08-21 | 2021-09-30 |
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 9 - Asset management | 2015-08-21 | 2021-09-30 |
| First Fidelity Capital (International) Limited | RO | Type 1 - Dealing in securities | 2013-10-31 | 2015-05-31 |
| STI Asset Management Limited | RO | Type 4 - Advising on securities | 2013-09-03 | 2015-05-31 |
| STI Asset Management Limited | RO | Type 9 - Asset management | 2013-09-03 | 2015-05-31 |
| First Fidelity Capital (International) Limited | RO | Type 4 - Advising on securities | 2008-06-02 | 2015-05-31 |
| First Fidelity Capital (International) Limited | RO | Type 4 - Advising on securities | 2006-04-19 | 2007-01-15 |
| First Fidelity Capital (International) Limited | RO | Type 9 - Asset management | 2006-04-19 | 2015-05-31 |
| MBA Berkeley Burke Portfolio Services Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-12-31 |
| MBA Berkeley Burke Portfolio Services Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Kwok Tung Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.