Yuen Ping Mak
麥婉萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ping Mak (麥婉萍), a licensed former licensee with CE reference AGN137. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-11 | 2022-03-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-27 | 2022-03-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-27 | 2022-03-23 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-26 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-26 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-26 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-26 |