Tinny Kin Kong Lau
劉見光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tinny Kin Kong Lau (劉見光), a licensed former licensee with CE reference AGM880. This person has 8.4 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-04 | 2012-02-24 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-14 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-11-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-14 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-14 |