Chi Kwong Yu

余志光
CE No. AGM855 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwong Yu (余志光), a licensed former licensee with CE reference AGM855. This person has 6.7 years of SFC licence history. Total licence records on file: 11.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Riche Bright Securities Limited
富明證券有限公司
Rep Type 1 - Dealing in securities 2008-01-04 2009-12-01
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-01-01
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-01-01
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-06-28
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-06-28
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-06-28
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-06-28
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-06-28
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-06-28
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-06-28
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-06-28

Worked alongside

The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kwong Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lo Ming Chan Riche Bright Securities Limited 2008–2009
Wai Kei Tsui Riche Bright Securities Limited 2008–2009
Dennis King Chung Mang Riche Bright Securities Limited 2008–2009
Hui Ting Yang Riche Bright Securities Limited 2008–2009
Wan Ling Kwok Riche Bright Securities Limited 2008–2009
Joyce Chai Ming Chan Riche Bright Securities Limited 2008–2009
Yiu Fai Chan Riche Bright Securities Limited 2008–2009
Kai Shing Chiu Riche Bright Securities Limited 2008–2009
Li Feng Fung Riche Bright Securities Limited 2009
Hongming Lai Riche Bright Securities Limited 2009
Yuk Ling Kan Riche Bright Securities Limited 2009
Yi Ding Hu Riche Bright Securities Limited 2008–2009
Ka Huen Ho Riche Bright Securities Limited 2008
Xiang Su Riche Bright Securities Limited 2008
Explore the interactive colleague network →

Related