Vicky Wai Ki Koo
顧維琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vicky Wai Ki Koo (顧維琪), a licensed former licensee with CE reference AGL938. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-13 | 2011-03-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-13 | 2011-03-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2009-05-13 | 2011-03-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-12-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | present | 2004-12-08 |