Allan Jip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Jip ( ), a licensed former licensee with CE reference AGL440. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-02-12 | 2018-02-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2018-02-12 | 2018-02-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2017-10-19 | 2017-10-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2017-10-19 | 2017-10-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2004-12-15 | 2014-10-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2004-12-15 | 2014-10-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2003-12-06 | 2014-10-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2003-12-06 | 2014-10-31 |
| J.P. Morgan Futures Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2003-06-25 | 2003-12-08 |
| J.P. Morgan Futures Hong Kong Limited |
RO | Type 5 — Advising on futures contracts | 2003-06-25 | 2003-12-08 |
| J.P. Morgan Futures Hong Kong Limited |
RO | Type 7 — Providing automated trading services | 2003-06-25 | 2003-12-08 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-25 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-25 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | present | 2003-06-25 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 9 — Asset management | present | 2003-06-19 |