Lai Kwan (SFC:AGK856) Ng
吳麗群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Kwan (SFC:AGK856) Ng (吳麗群), a licensed former licensee with CE reference AGK856. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-04 | 2015-05-19 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-02-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-02-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-02-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2005-02-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 - Asset management | present | 2005-02-01 |