Ka Po (SFC:AGK780) Ng
吳家保
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Po (SFC:AGK780) Ng (吳家保), CE reference AGK780. Currently licensed at 1 firm(s): Optima Capital Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optima Capital Limited 創越融資有限公司 |
RO | Type 4 — Advising on securities | 2008-10-15 | present |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-10-15 | present |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-15 | 2024-05-30 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2008-10-15 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-20 | 2008-10-15 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-23 | 2008-10-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-19 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-05-19 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-05-19 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 9 — Asset management | present | 2007-05-19 |