Kwan Lee
李群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Lee (李群), a licensed former licensee with CE reference AGJ535. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-03-05 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-03-05 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-03-05 |