Sao Peng Kou

高秀萍
CE No. AGJ365 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sao Peng Kou (高秀萍), a licensed former licensee with CE reference AGJ365. This person has 6.6 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Lion Global Financial Limited
獅瀚環球金融有限公司
Rep Type 1 - Dealing in securities 2009-07-21 2010-02-13
Lion Global Financial Limited
獅瀚環球金融有限公司
Rep Type 4 - Advising on securities 2009-07-21 2010-02-13
Lion Global Financial Limited
獅瀚環球金融有限公司
Rep Type 9 - Asset management 2009-07-21 2010-02-13
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 4 - Advising on securities 2009-03-03 2009-04-02
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 9 - Asset management 2009-03-03 2009-04-02
CBH Asia Limited
瑞金亞洲有限公司
RO Type 4 - Advising on securities 2007-02-26 2009-03-03
CBH Asia Limited
瑞金亞洲有限公司
RO Type 9 - Asset management 2007-02-26 2009-03-03
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2007-02-26
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-08-07
CBH Asia Limited
瑞金亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2007-02-26

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sao Peng Kou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Siu Kam Liu CBH Asia Limited 2003–2009
Jannie Man Hsih Shum CBH Asia Limited 2003–2009
Jon Patrick Dingley CBH Asia Limited 2003–2009
Yuet Ming Tong CBH Asia Limited 2003–2009
Yuk Tong Suen CBH Asia Limited 2003–2009
Doron Huang CBH Asia Limited 2003–2009
Chung Ho Mok CBH Asia Limited 2003–2006
Lai Wai Tse CBH Asia Limited 2003–2009
Richard Evan Jones CBH Asia Limited 2003–2009
Jason Alexander Going CBH Asia Limited 2004–2009
Christina Wai Tung CBH Asia Limited 2003–2006
Christopher John Parker CBH Asia Limited 2003–2006
Mei Sze Wong CBH Asia Limited 2005–2009
Maria Yuk Munn Cheung CBH Asia Limited 2006–2009
Wai Yi Lok CBH Asia Limited 2006–2009
Camy Pui Ying Wong CBH Asia Limited 2006–2009
Kenman Wai Ching Wong CBH Asia Limited 2006–2009
Stephen Tin Fung Pau CBH Asia Limited 2003–2005
Karen Man Wai Li CBH Asia Limited 2006–2009
Milton Kwan Leung CBH Asia Limited 2007–2009
Explore the interactive colleague network →

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