Betty Sau Wai Ng
吳秀慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Betty Sau Wai Ng (吳秀慧), a licensed former licensee with CE reference AGJ200. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-20 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-03-20 | 2010-12-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | present | 2003-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | present | 2003-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2003-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | present | 2003-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | present | 2003-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2003-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | present | 2003-10-01 |