Dorian Kam Po Ho
何鑑波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorian Kam Po Ho (何鑑波), a licensed former licensee with CE reference AGI976. This person has 6.9 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2011-01-27 | 2015-03-31 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2011-01-27 | 2015-03-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-31 | 2011-01-03 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-31 | 2011-01-03 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-16 | 2006-11-06 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-16 | 2006-11-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-05-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dorian Kam Po Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.