Caric Shi Tat Lee
利仕達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caric Shi Tat Lee (利仕達), a licensed former licensee with CE reference AGI312. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-21 | 2013-12-11 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-21 | 2013-12-11 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-06 | 2009-02-19 |