Shu Chan
陳舒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Chan (陳舒), a licensed former licensee with CE reference AGH940. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-11-20 | 2008-04-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-20 | 2008-04-09 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-06 |