Wing Sze (SFC:AGG952) Lam
藍詠詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze (SFC:AGG952) Lam (藍詠詩), a licensed former licensee with CE reference AGG952. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-20 | 2010-05-26 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-21 | 2006-09-05 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | present | 2006-04-28 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-09-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | present | 2004-09-24 |