Mark Li-Min Syn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Li-Min Syn, a licensed former licensee with CE reference AGG540. This person has 15.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-24 | 2011-10-03 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 9 - Asset management | 2008-11-24 | 2018-07-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-08-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2008-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Li-Min Syn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.