Mark Li-Min Syn

CE No. AGG540 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Li-Min Syn (), a licensed former licensee with CE reference AGG540. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
Rep Type 1 - Dealing in securities 2008-11-24 2011-10-03
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
Rep Type 9 - Asset management 2008-11-24 2018-07-31
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities present 2008-08-20
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 4 - Advising on securities present 2004-10-13
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 6 - Advising on corporate finance present 2004-10-13
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 9 - Asset management present 2008-08-20

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