Mark Li-Min Syn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Li-Min Syn ( ), a licensed former licensee with CE reference AGG540. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-24 | 2011-10-03 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 9 - Asset management | 2008-11-24 | 2018-07-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | present | 2008-08-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | present | 2008-08-20 |