Christina Wai Yuk Sum
沈慧玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christina Wai Yuk Sum (沈慧玉), a licensed former licensee with CE reference AGG255. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-28 | 2007-12-31 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-07-08 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-18 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-18 |