Nicholas Wing Pong Yip
葉永邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Wing Pong Yip (葉永邦), a licensed former licensee with CE reference AGF935. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-28 | 2014-04-05 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-01 | 2014-04-05 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 - Advising on securities | present | 2011-05-31 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-11-18 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 9 - Asset management | present | 2003-11-18 |