Yang (SFC:AGF172) Liu
劉揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AGF172) Liu (劉揚), a licensed former licensee with CE reference AGF172. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yorick Advisory Private Limited 盈暉環宇顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-10-23 | 2008-06-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-14 | 2003-07-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-04-16 | 2003-07-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-04-16 | 2003-07-22 |