Yu Hung Tse
謝宇雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Hung Tse (謝宇雄), a licensed former licensee with CE reference AGE558. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-11-19 | 2012-06-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-30 | 2012-06-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-30 | 2012-06-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-24 | 2010-08-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-09 | 2010-08-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-28 | 2010-03-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-06-28 | 2010-03-07 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-01-02 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | present | 2004-01-02 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-02 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-02 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-02 |