Thomas Marshall Horn
鄭學恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Marshall Horn (鄭學恩), a licensed former licensee with CE reference AGC021. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-20 | 2014-06-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-02 | 2014-06-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-09-02 | 2014-06-04 |