Charles King Tsui
徐勁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles King Tsui (徐勁), a licensed former licensee with CE reference AGB114. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-28 | 2025-07-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-28 | 2025-07-31 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-21 | 2016-12-31 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-21 | 2016-12-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2003-11-04 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-11-04 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-06-11 |