Kwok Fung Ngai
魏國峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fung Ngai (魏國峰), a licensed former licensee with CE reference AGA836. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-25 | 2012-01-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-16 | 2005-01-20 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-09-18 | 2005-01-20 |