Sze Wan Loo
勞詩韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wan Loo (勞詩韻), a licensed former licensee with CE reference AGA348. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2008-02-15 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-16 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-16 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-16 |