Ricky Tsz On Lee
李子安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Tsz On Lee (李子安), a licensed former licensee with CE reference AGA341. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | present | 2003-04-29 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-04-29 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | present | 2003-04-29 |