Bronson Lawrence Ngan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bronson Lawrence Ngan ( ), a licensed former licensee with CE reference AGA247. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marathon Asset Management HK, Limited |
RO | Type 9 - Asset management | 2005-10-18 | 2007-10-08 |
| Marathon Asset Management HK, Limited |
Rep | Type 9 - Asset management | 2005-05-14 | 2005-10-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-02-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-08-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 - Asset management | present | 2003-08-12 |