Kim Wan Fung

馮劍雲
CE No. AGA031 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Wan Fung (馮劍雲), a licensed former licensee with CE reference AGA031. This person has 16.1 years of SFC licence history. Total licence records on file: 7.

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Licence history

FirmRoleRegulated activityFromTo
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2009-03-17 2019-05-09
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 - Dealing in securities 2005-05-06 2019-05-09
Wings Securities (HK) Limited
金鵬證券有限公司
Rep Type 1 - Dealing in securities 2003-10-07 2005-05-05
Luk Fook Securities Limited
六福証券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-10-07
Luk Fook Securities Limited
六福証券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-10-07
Luk Fook Securities Limited
六福証券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-10-07
Luk Fook Securities Limited
六福証券有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-07

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Wan Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chee Chow Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Suet Mui Tsang Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Simon Kwok Wai Wu Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Kai Cheung Wong Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
James Ka Chun Ha Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Hak Keung Kung Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Dick Man Lau Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Wai Leung Lee Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Yuk Sum Tang Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Kai Wing Lai Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Chun Wing Wong Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Freddie Wai Kuen Kwan Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Cecil Chan Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
King Fong Mok Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
King Wai Lai Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Kui Hung Chan Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Sau Mei Chan Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Suk Ching Chan Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Ching On Thomas Chau Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Thomas Hin Man Cheung Shenwan Hongyuan Futures (H.K.) Limited 2009–2019
Explore the interactive colleague network →

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