Kim Wan Fung
馮劍雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Wan Fung (馮劍雲), a licensed former licensee with CE reference AGA031. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-17 | 2019-05-09 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-06 | 2019-05-09 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-07 | 2005-05-05 |
| Luk Fook Securities Limited 六福証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-07 |
| Luk Fook Securities Limited 六福証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-07 |
| Luk Fook Securities Limited 六福証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-07 |
| Luk Fook Securities Limited 六福証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-07 |