Amy Ka Wai So
蘇家慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Ka Wai So (蘇家慧), a licensed former licensee with CE reference AFZ784. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-29 | 2013-03-02 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-29 | 2013-03-02 |
| UIC Financial Advisors Limited 環宇理財有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-22 | 2011-08-08 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-05-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-31 |