Chi Ming (SFC:AFZ476) Siu
蕭智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming (SFC:AFZ476) Siu (蕭智明), a licensed former licensee with CE reference AFZ476. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | present | 2005-11-12 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | present | 2003-12-10 |