Chiu Wah Lee
李釗華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Wah Lee (李釗華), a licensed former licensee with CE reference AFZ386. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2007-01-20 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-06-09 |