Tony Siu Tung Tsang
曾兆東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Siu Tung Tsang (曾兆東), a licensed former licensee with CE reference AFZ150. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Confluent Capital Limited 翔盈资本有限公司 |
RO | Type 4 — Advising on securities | 2020-08-13 | 2021-06-08 |
| Confluent Capital Limited 翔盈资本有限公司 |
RO | Type 9 — Asset management | 2020-08-13 | 2021-06-08 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 4 — Advising on securities | 2020-01-02 | 2020-08-04 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 9 — Asset management | 2020-01-02 | 2020-08-04 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-24 | 2020-01-02 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 9 — Asset management | 2019-12-24 | 2020-01-02 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-15 | 2019-08-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-31 | 2019-08-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-31 | 2019-08-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2017-03-31 | 2019-03-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-24 | 2010-02-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-05 | 2005-03-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-05 | 2005-03-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-09-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-24 |