Irene Wai Yin (SFC:AFY986) So
蘇慧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Irene Wai Yin (SFC:AFY986) So (蘇慧賢), a licensed former licensee with CE reference AFY986. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2012-04-10 | 2014-06-21 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2012-04-10 | 2014-06-21 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-22 | 2012-03-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-07-22 | 2011-02-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-07-22 | 2012-03-31 |