Wendy Wing Yu Lee
李詠瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wing Yu Lee (李詠瑜), a licensed former licensee with CE reference AFY876. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-27 | 2006-03-06 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-13 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-13 |