Carl David Vine
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl David Vine ( ), a licensed former licensee with CE reference AFY718. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2013-10-07 | 2013-11-15 |
| Point72 Hong Kong Limited | RO | Type 9 — Asset management | 2011-11-02 | 2013-10-07 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2008-11-11 | 2011-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2006-02-09 | 2008-08-08 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2006-02-09 | 2008-08-08 |
| TPG-Axon Capital (HK), Limited | Rep | Type 9 — Asset management | 2005-07-21 | 2006-02-03 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-04-26 | 2005-07-05 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-26 | 2005-07-05 |